# AI for Financial Advisors | ASIC RG 255 Aligned

> AI Employee for Australian financial advisors: SOA drafting, client onboarding, fact find collation, review tracking. ASIC RG 255 aligned. Pilot programme.

**Source:** https://agentive.au/ai-employee/use-cases/financial-advisors/

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Pilot Programme · Limited Spots

# AI Employee for Financial Advisors

A dedicated AI Operation Engine that handles the workflow around your advice: client onboarding, fact-find collation, SOA drafting, review tracking. Single-tenant on AWS Sydney. ASIC RG 255 aligned.

[Book a demo](/book/) [What is an AI Employee?](/ai-employee/)

Trusted by Australian accounting and bookkeeping practices

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## What an Advisor's AI Employee Does

-   ### Client Onboarding
    
    Collects fact-find documents, verifies IDs, sets up portal access, and prepares the engagement file. Every step logged.
    
-   ### SOA Drafting
    
    Drafts Statements of Advice from your templates, populated from the fact find. Format, structure, consistency. You review and approve.
    
-   ### Annual Review Tracking
    
    Tracks ongoing fee arrangements, sends review reminders, prepares review packs, and flags clients overdue for engagement.
    
-   ### Compliance Filing
    
    Assembles compliance files, indexes documents to ASIC requirements, prepares audit-ready exports.
    

## Built Around the Regulatory Reality

Personal financial advice is regulated. The AI does the workflow; the advisor does the advice. Every action is logged, attributable, and reversible. Aligned with ASIC RG 255 (digital advice) and APRA CPS 234 (information security).

-   ### ASIC RG 255
    
    Workflows aligned with digital advice expectations.
    
-   ### APRA CPS 234
    
    Information security designed to APRA expectations.
    
-   ### Human Sign-Off
    
    No autonomous advice delivery. Ever.
    

## Related Reading

-   [
    
    ### The AI Employee Pillar
    
    Sovereignty, single-tenant architecture, finance industry roadmap.
    
    Learn more →](/ai-employee/)
-   [
    
    ### What Is an AI Employee?
    
    Category guide. How an AI Employee differs from ChatGPT and Copilot.
    
    Learn more →](/blog/what-is-an-ai-employee/)
-   [
    
    ### AI Employee for Accountants
    
    Currently live. Xero, BAS, multi-client, white-label reporting.
    
    Learn more →](/ai-employee/use-cases/accountants/)
-   [
    
    ### AI Employee for Auditors
    
    Sampling, working papers, evidence review. Early access.
    
    Learn more →](/ai-employee/use-cases/auditors/)

## Apply for the Financial Adviser Pilot

Be among the first Australian advice practices to deploy a sovereign, audit-ready AI Employee.

## Your books handled. Your team on advisory.

See a dedicated AI code and reconcile a real Xero or MYOB file in 30 minutes.

[Book a 30-minute demo](/book/) [See pricing](/pricing/)